Private Placements

Raising Capital

Locating capital for and from Greater China is not always straight forward. We bring our Clients over 25 years of experience in this through good times and bad and we offer unconflicted advice on terms and on pricing and our network.

Private Placements

The private placement of securities directly or indirectly to a number of sophisticated investors offers you a universe of long term capital providers outside the public markets.

We have distribution channels that encompass:

  • Venture capital
  • Mezzanine issues
  • Private equity
  • Fixed income securities
  • Convertible bonds
  • Bank and other loans

The private placement markets offer you capital with less disclosure and fewer compliance obligations than are required by the public markets.

A typical private placement process will entail:

  • Background research on the company and industry
  • Preparation of a "teaser" and an information memorandum
  • Approaching a select list of potential investors
  • Evaluation of offers
  • Negotiation of terms